Category Archives: Penalties

A Reminder from the Appellate Division: Custodians May be Fined Only if They Knowingly and Willfully Violate OPRA

As I noted in 2019, there are few court opinions addressing what type of conduct will warrant fining a records custodian under OPRA’s penalty provision, N.J.S.A. 47:1A-11. In a recent unpublished opinion, McMorrow v. Boro of Englewood Cliffs, the Appellate Division emphasized that a penalty may not be imposed simply because the custodian erred in responding to the OPRA request. The statute requires more–a penalty is permissible only where the custodian knowingly and willfully violated OPRA, meaning that she had actual knowledge that her actions were wrongful, and these actions exhibited “conscious wrongdoing.”

In McMorrow, the trial judge ruled that the custodian violated OPRA in several respects in responding to a request. The trial judge also imposed a $2500 personal fine upon the custodian for unreasonably denying access to the requested records in a knowing and willful manner.

The custodian appealed, and argued only that the trial judge erred in penalizing her. She did not challenge the ruling that there were OPRA violations in responding to the request. As a result, the validity of the OPRA response was not at issue; the Appellate Division focused exclusively on the trial judge’s determination that the custodian should pay a fine.

The court reversed this ruling. It concluded that the trial judge erred by basing the decision on her view that the custodian should have handled the OPRA request in a better way, rather than on whether there was any conscious wrongdoing by the custodian. For example, the trial judge imposed the penalty partly because the custodian, citing her limited knowledge of the Boro’s computer system, needed an IT consultant to search for requested emails, and charged a special service fee for this person’s time and effort. The trial judge felt that the custodian should have been able to conduct the email search without the consultant’s involvement.

The Appellate Division concluded that the custodian’s limited knowledge of the computer system did not support a finding that she knowingly and willfully violated OPRA. The record simply did not show any conscious wrongdoing by the custodian, and therefore she could not be fined.

Appellate Division: GRC Properly Declined to Fine Custodian for OPRA Violation

In an unpublished opinion, issued today, the Appellate Division affirmed the GRC’s conclusion that the City of Orange custodian should not be penalized for an untimely response to an OPRA request.

The City did not respond to the request for a certain invoice until about 6 weeks after the request was made. The court agreed with the GRC that no penalty was warranted for this violation of OPRA’s deadline, because the custodian did not willfully violate OPRA, and her actions did not result in an unreasonable denial of access. Despite the delayed response to the requestor, the custodian did make timely efforts to fulfill the request by contacting various employees to obtain the record in question. Also, the custodian did eventually provide responsive records to the requestor.

There are surprisingly few published court opinions dealing specifically with what type of conduct will subject a custodian to OPRA’s monetary penalties. In this case, the court cited a 2008 published opinion, which states that there must be a “positive element of conscious wrongdoing” to impose a fine. Since 2008, there have been no Supreme Court rulings, or other published Appellate Division opinions, on this issue.